NAICS code 523150: Investment Banking and Securities Intermediation
This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers.
- SBA small-business size limit
- $47.0M
Open federal bids for 523150
No federal bid under 523150 is open right now. See all 523150 bids.
Is your company small for 523150?
The SBA limit is $47 million average annual receipts.
What 523150 covers
Included
- Bond dealing (i.e., acting as a principal in dealing securities to investors)
- Mutual fund agencies (i.e., brokerages)
- Securities brokerages
- Securities underwriting
- Stock brokerages
- Stock options dealing
Use another code for
- Investment clubs or individual investors primarily engaged in buying or selling financial contracts (e.g., securities) on their own account are classified in Industry 523910, Miscellaneous Intermediation
- Establishments primarily engaged in accepting deposits and lending funds from these deposits are classified in Industry Group 5221, Depository Credit Intermediation
Activities listed under 523150
- Banking, investment
- Bond brokerages
- Bond dealing (i.e., acting as a principal in dealing securities to investors)
- Brokerages, securities
- Certificate of deposit (CD) brokers' offices
- Commercial note brokers' offices
- Commercial paper dealing (i.e., acting as a principal in dealing securities to investors)
- Discount securities brokerages
- Investment banking
- Making markets for securities
- Market making for securities
- Mutual fund agencies (i.e., brokerages)
Show all 32 entries
- Mutual fund agents' (i.e., brokers') offices
- Online securities brokerages
- Paper, dealing of commercial (i.e., acting as a principal in dealing securities to investors)
- Securities brokerages
- Securities brokers' offices
- Securities dealers (i.e., acting as a principal in dealing securities to investors)
- Securities dealing (i.e., acting as a principal in dealing securities to investors)
- Securities distributing (i.e., acting as a principal in dealing securities to investors)
- Securities floor brokers
- Securities floor traders (i.e., acting as a principal in dealing securities to investors)
- Securities flotation companies
- Securities originating (i.e., acting as a principal in dealing securities to investors)
- Securities trading (i.e., acting as a principal in dealing securities to investors)
- Securities underwriting
- Stock brokerages
- Stock brokers' offices
- Stock options brokerages
- Stock options dealing (i.e., acting as a principal in dealing securities to investors)
- Trading securities (i.e., acting as a principal in dealing securities to investors)
- Underwriting securities
Questions
What is NAICS code 523150?
NAICS 523150 is “Investment Banking and Securities Intermediation”. This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis.
What businesses use NAICS code 523150?
Examples from the U.S. Census Bureau: Bond dealing (i.e., acting as a principal in dealing securities to investors); Mutual fund agencies (i.e., brokerages); Securities brokerages; Securities underwriting; Stock brokerages; and Stock options dealing.
What is not included in NAICS 523150?
Businesses mainly investment clubs or individual investors primarily engaged in buying or selling financial contracts (e.g., securities) on their own account are classified in Industry 523910, Miscellaneous Intermediation; and establishments primarily engaged in accepting deposits and lending funds from these deposits are classified in Industry Group 5221, Depository Credit Intermediation.
What is the SBA size standard for NAICS 523150?
$47 million average annual receipts (average of the last five fiscal years), including affiliates. Source: 13 CFR 121.201, effective March 17, 2023.
What is the SIC code for NAICS 523150?
SIC 6211 (Security Brokers, Dealers, and Flotation Companies, part), from the U.S. Census Bureau concordances (1987 SIC → 2002 NAICS, carried to 2022 NAICS).
What is the IRS business code for NAICS 523150?
523150 (Investment banking & securities intermediation) on Schedule C, line B, from the IRS list of principal business codes.
How do I find government contracts for NAICS 523150?
Federal agencies put a NAICS code on each solicitation in SAM.gov, and some states and cities use NAICS codes too. Add 523150 to your SAM.gov registration and to your bid alerts; PublicBeam emails new bids for the codes you choose every morning.
Source: U.S. Census Bureau, 2022 NAICS (public domain); bids: SAM.gov Contract Opportunities. PublicBeam is independent and not affiliated with the Census Bureau or any agency. Always check the NAICS code in the official notice before you bid.